Tag: corporate governance india

GIFT City & IFSC Law

Mandatory Policies for Investment Bankers in IFSC (2026): Compliance Framework under IFSCA Regulations

CS Prashant Kumar

Investment Bankers operating in India’s IFSC, especially GIFT City, are expected to maintain structured internal compliance policies under the IFSCA Capital Market Intermediaries Regulations. This guide explains the mandatory governance framework covering AML/KYC, risk management, cyber security, business continuity, grievance redressal, and conflict of interest controls essential for regulatory stability and inspection readiness.

CORPORATE LAWESOP

How to Issue ESOP in a Private Limited Company (2026) | MGT-14 PAS-3 SH-6 Compliance Checklist

CS Prashant Kumar

Issuing ESOPs is one of the smartest ways for private limited companies in India to retain top talent. This in-depth guide by Prashant Kumar explains how to issue ESOPs step-by-step — from drafting the ESOP Scheme to filing MGT-14, PAS-3, and maintaining SH-6 registers — under the Companies Act, 2013. Perfect for startups, CFOs, and company secretaries seeking practical ESOP compliance insights.